wealthmcp.ai
← Back to directory

Fintel Discovery MCP Server

Fintel Discovery · Compliance, Risk & Regulatory

Vendor

Remote MCP endpoint aggregating SEC IAPD Form ADV filings, FINRA BrokerCheck, SEC EDGAR 13F holdings, and related regulatory and market datasets.

form advedgar13fbrokercheck
Status
Vendor
Auth
API key
Hosting
Remote
Community rating
Not rated yet
Open documentation →
Rate this server

How to connect Fintel Discovery MCP Server

Step 1

Remote server — paste a URL

Fintel Discovery MCP Server publishes a remote (Streamable HTTP) endpoint, so nothing is installed locally. Add it as a custom connector in Claude, ChatGPT or your IDE and paste the endpoint below.

Endpoint

https://ai.fin-discovery.com/mcp

Client config snippet

{
  "mcpServers": {
    "fintel-discovery-mcp": {
      "url": "https://ai.fin-discovery.com/mcp"
    }
  }
}

Step 2

Authenticate with API key

Create a key in the vendor's dashboard and store it as an environment variable in your client config — never paste it into a chat window.

Step 3

Verify, then widen access

Restart your client, confirm the server's tools appear, and run one read-only question first. Keep client-side approval prompts on for any tool that can write, trade or send. Confirm with your firm's compliance policy before connecting systems holding client data.

Prompts that use this server

Starter prompts from the Practice Stacks that rely on Compliance, Risk & Regulatory.

Plan profile from Form 5500

A factual snapshot of a plan before the first conversation.

Retirement Plan Due DiligenceRetirement & Form 5500 ResearchCompliance, Risk & Regulatory

Read-only: pull the most recent Form 5500 data for <plan sponsor name> and summarise participants, assets, provider, recordkeeper, auditor and any reported issues, then check the named provider and advisor against my compliance and regulatory research tools for registration status and disclosure history. Include the filing year, cite each figure, and show filing facts and regulatory findings in separate columns. Mark anything not in the filing or the regulatory record as 'not disclosed' rather than estimating.

Guardrail · Read-only public filings. Confirm currency of the data before using it.

Plan fee benchmarking read

How the plan's costs compare, with sources shown.

Retirement Plan Due DiligenceRetirement & Form 5500 ResearchCompliance, Risk & Regulatory

Read-only: from the Form 5500 and schedules for <plan name>, summarise disclosed fees per participant and as a share of assets and compare to plans of similar size using only sources you can cite, then note any fee-related disclosure, complaint or exam finding for the plan's provider or advisor from my compliance and regulatory tools. State the limitations of both the benchmark and the regulatory record. No recommendations to switch providers — just the analysis with each figure's source.

Guardrail · Read-only. Benchmark data varies in quality — always show the source.

Provider and fiduciary diligence checklist

A structured diligence file you can defend later.

Retirement Plan Due DiligenceRetirement & Form 5500 ResearchCompliance, Risk & Regulatory

Read-only: build a diligence checklist for <provider name> covering service model, fiduciary status, disclosed conflicts, regulatory history and cybersecurity posture. Use Form 5500 filings for the plans they service to establish scale, roles and reported issues, and the compliance and regulatory tools for registration status, disclosures and enforcement history. Show Item / Finding / Source tool / Date and leave anything unverified marked 'to obtain'. Do not contact the provider or file anything.

Guardrail · Read-only. Diligence records must be verifiable — no unsourced claims.

Read the full connection guide →