AdvisorFinder MCP Server

AdvisorFinder · Advisor & Firm Intelligence / Prospecting

Community

Queries SEC IAPD Form ADV filings and FINRA BrokerCheck for advisor and firm profiles, disclosures, and risk scoring.

form adviapdbrokercheckdue diligence

Status

Community

Auth

None

Hosting

Local

Community rating

Not rated yet

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How to connect AdvisorFinder MCP Server

Step 1

Local server — run it on your machine

AdvisorFinder MCP Server runs locally over stdio. You need Node.js (for npx) or Python (for uvx) installed, then add the command below to your client's MCP config file.

Command

pip install advisorfinder-mcp && python -m advisorfinder_mcp

Client config snippet

{
  "mcpServers": {
    "advisorfinder-mcp": {
      "command": "pip",
      "args": [
        "install",
        "advisorfinder-mcp",
        "&&",
        "python",
        "-m",
        "advisorfinder_mcp"
      ]
    }
  }
}

Step 2

Authenticate with no credentials

No credentials are required for public data. Rate limits still apply, so avoid bulk pulls from a chat client.

Step 3

Verify, then widen access

Restart your client, confirm the server's tools appear, and run one read-only question first. Keep client-side approval prompts on for any tool that can write, trade or send. Confirm with your firm's compliance policy before connecting systems holding client data.

Prompts that use this server

Starter prompts from the Practice Stacks that rely on Advisor & Firm Intelligence / Prospecting.

Build a qualified prospect shortlist

A ranked shortlist of firms or households worth a first call.

Growth (Prospecting + Marketing)Advisor & Firm Intelligence / ProspectingCRM

Read-only: using firm-intelligence and CRM tools, build a shortlist of up to 25 prospects matching <ideal client profile: AUM band, location, niche>. Exclude anyone already in CRM as a client or active opportunity. Return a table of Name / Firm / Why they fit / Source tool / CRM status. Do not create, update or enrich any CRM record, and do not send outreach. Flag any record where the data looks stale or unverified.

Guardrail · Read-only. Verify prospect data at the source before any outreach.

One-page prospect firm brief

A briefing sheet before a first meeting or call.

Growth (Prospecting + Marketing)Advisor & Firm Intelligence / ProspectingCRM

Read-only: assemble a one-page brief on <firm or prospect name> by combining two sources — pull size, services, custodian and platform footprint and recent public news from the firm-intelligence tools, then pull our own history with them from CRM (prior contacts, referral source, related households, open opportunities). Show a Fact / Source tool / Date table and a short 'what we already know internally' section. Cite the tool and URL behind every external claim and mark anything you could not verify as 'unverified' rather than guessing. Do not write to CRM or contact anyone.

Guardrail · Read-only. Treat unverified items as leads to confirm, not facts.

Compliance history and diligence file

The regulatory record a buyer's counsel will request.

Sell / M&A ReadinessCompliance, Risk & RegulatoryAdvisor & Firm Intelligence / Prospecting

Read-only: assemble my firm's regulatory record from two directions — my internal compliance systems (policy reviews, testing, exam findings, remediation status) and the public regulatory and firm-intelligence sources (registration history, ADV disclosures, complaints). Show them side by side and flag anything disclosed publicly that has no internal record, or internally tracked that the public record does not reflect. Cite each source and mark anything unverified as 'to confirm'. Do not file, submit or amend anything.

Guardrail · Read-only. Regulatory filings are amended through official channels only.

Read the full connection guide →